This site will look much better in a browser that supports web standards, but it is accessible to any browser or Internet device.
Customer Service
Toll-Free Phone:
1-800-372-1033
M-F, 8:30 a.m. - 7:00 p.m. ET
(excluding most federal holidays)
Online Support Forms
Major Topics Covered
Accounting standards
Broker-dealer regulation
Compliance and enforcement
Corporate governance
Derivatives
Disciplinary actions
Disclosure and reporting
Exchanges and markets
Financial analysts
Fraud
Insider trading
Investment advisers and intermediaries
Jurisdiction
Listing requirements
Market abuse
Market regulation
Mutual funds
Securitization
Self-regulatory organizations
Shareholder rights
World Securities Law Report
Details
What this service is:
World Securities Law Report provides monthly news of developments in the regulation of transactions involving securities around the world, as well as expert analysis of and practical guidance regarding these developments. Focuses particularly on developments affecting cross-border transactions.
What it helps you do:
Keeps you up to date with news of legal, legislative, and regulatory developments affecting transactions involving securities around the world.
Supplements that news with analysis of major developments and practical guidance on compliance written by experts in different countries.
Enables you to track changes in laws and regulations in individual countries, with a special emphasis on those changes affecting cross-border transactions.
Also keeps you up to speed on developments at the international level — such as actions by the International Organization of Securities Commissions and the EU Committee of European Securities Regulators, among others — as well as at the bilateral level, such as Memoranda of Understanding between national regulators.
Saves you time and expense by enabling you to quickly and easily search for relevant material in a single, convenient database.
Links to the full text of new regulations and other key documents allow you to go directly to the source material.
Product Structure
Notification: current reports providing news and analysis
Formats and Frequency
Web, print, e-mail; published monthly. Web archive from September 2004 to current.